Compliance Executive

Job Location: 
Job Type: 
Full Time, Permanent
Job Information: 

Our client is a well-established, boutique provider of regulatory compliance & risk consulting as well as accounting services to the asset management community in Malta. As part of their continued growth plans they are looking to hire a Compliance Executive to work in their Malta offices. A successful candidate will report directly to the Chief Operations Officer.

Job Responsibilities: 
· Creating, upgrading and implementing policies and procedures to promote compliance with regulatory requirements
· Assisting in identifying potential areas of compliance vulnerability and risk as well as actively developing solutions
· Acting as the company’s focal point in relation to the submissions and correspondence with MFSA
· Reviewing the rules and regulations and discussing implications on client
· Carrying out compliance monitoring activities
· Assisting in the preparation of training for clients
· Maintaining the compliance file
Candidate Skills: 
· Be educated to diploma level standard 
· Have a minimum of 2 years’ prior compliance experience in a financial services or similar working environment
· Sound working knowledge of investment services regulation
· Be analytical and possess good time management skills 
· Be goal driven and have the ability to work with minimal supervision
· Have excellent report writing skills
· Be fluent in English 
Interested candidates are requested to send an updated copy of their CV in MS Word format (your name in the file name) to Simon at
Should you require further information, please, call on: +356 2099 4444.

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