Compliance Executive


Job Location: 
Malta
Job Type: 
Full Time, Permanent
Job Information: 

Our client is a well-established, boutique provider of regulatory compliance & risk consulting as well as accounting services to the asset management community in Malta. As part of their continued growth plans they are looking to hire a Compliance Executive to work in their Malta offices. A successful candidate will report directly to the Chief Operations Officer.

Job Responsibilities: 
· Creating, upgrading and implementing policies and procedures to promote compliance with regulatory requirements
· Assisting in identifying potential areas of compliance vulnerability and risk as well as actively developing solutions
· Acting as the company’s focal point in relation to the submissions and correspondence with MFSA
· Reviewing the rules and regulations and discussing implications on client
· Carrying out compliance monitoring activities
· Assisting in the preparation of training for clients
· Maintaining the compliance file
Candidate Skills: 
· Be educated to diploma level standard 
· Have a minimum of 2 years’ prior compliance experience in a financial services or similar working environment
· Sound working knowledge of investment services regulation
· Be analytical and possess good time management skills 
· Be goal driven and have the ability to work with minimal supervision
· Have excellent report writing skills
· Be fluent in English 
 
Interested candidates are requested to send an updated copy of their CV in MS Word format (your name in the file name) to Simon at careers@quadconsultancy.com.
 
Should you require further information, please, call on: +356 2099 4444.

Share This Job

Apply Now

To apply for this job now, please use the form below.